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A simple guide to understanding the Investment Firms Prudential Rules (IFPR)
Come January 2022, The IFPR will come into force and usher in simplified prudential rules for investment firms. IFPR, in comparison to the old prudential
4 Must-DOs for NGX Regulation Limited (NGX)as it takes over the regulation of the Nigerian Stock Exchange (NSE), Listed Companies, and Stockbrokers in Nigeria
In the not too distant future when the world has returned to some normality (whatever that means in a post-COVID-19 environment), the NSE will complete
Can you have a football match without a referee?
Why Compliance Matters In an increasingly regulated financial world, there have been arguments that firms and sectors are capable of self-regulation. The recent recession and
Was Kweku really a rogue trader?
Was Kweku really a rogue trader? I have been pondering on this question since I read the news that he had, allegedly, caused UBS, the
Is the regulatory framework ready for the NSE’s demutualisation?
Is the SEC Nigeria regulatory framework ready for the demutualisation of the NSE?
Obama and Wall Street
Has Obama changed the face of Wall Street and banking? Will a new form of banking emerge? Is Universal banking dead?
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